Finance SMCR Obligations: How to Sustainably Manage the Changes in Regulated Firms by internationalbanker July 22, 2022 The Senior Managers and Certification Regime (SMCR) has been in place for more than six years now, but that doesn’t … Continue Reading July 22, 2022 0 FacebookTwitterPinterestEmail
Finance Three Areas of Focus for Compliance Teams as New SPAC Regulations Loom by internationalbanker December 14, 2021 Investor interest in special purpose acquisition companies (SPACs) exploded in 2020 as private companies in various sectors sought to bypass … Continue Reading December 14, 2021 0 FacebookTwitterPinterestEmail
Technology Four Considerations to Ensure Your Compliance Software Vendor Prioritizes Data Security by internationalbanker July 29, 2021 Compliance software isn’t just about checking a regulatory box. It’s an important tool in the effort to achieve data security for financial … Continue Reading July 29, 2021 0 FacebookTwitterPinterestEmail
Finance How to Combine People and Technology to Bridge Growing Gaps in Compliance by internationalbanker April 1, 2021 Compliance has always been a challenge, but that challenge is becoming greater than ever for many financial institutions. The sheer … Continue Reading April 1, 2021 2 FacebookTwitterPinterestEmail